Brian Herbst

The Herbst Group LLC is an independent registered investment advisor headquartered in Westport, Connecticut. The firm was founded in 2020 and is owned and operated by Brian G. Herbst, Donald G. Capelin, and Susan F. Calzone. The Herbst Group offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, businesses, and retirement plans.

Wellington Shields Capital Management LLC (WSCM) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSCM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients.