DGAP Voting Rights Announcement: Diebold Nixdorf, Incorporated Diebold Nixdorf, Incorporated: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020-11-19 / 17:23 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+-----------------------------+ |Name: |Diebold Nixdorf, Incorporated| +------------------------------+-----------------------------+ |Street: |5995 Mayfair Road | +------------------------------+-----------------------------+ |Postal code: |44720 | +------------------------------+-----------------------------+ |City: |North Canton, OH | | |United States | +------------------------------+-----------------------------+ |Legal Entity Identifier (LEI):|549300XZK6EWDBAZSY16 | +------------------------------+-----------------------------+ *2. Reason for notification* +-+------------------------------------------------------------+ |X|Acquisition/disposal of shares with voting rights | +-+------------------------------------------------------------+ | |Acquisition/disposal of instruments | +-+------------------------------------------------------------+ | |Change of breakdown of voting rights | +-+------------------------------------------------------------+ |X|Other reason: | | |voluntary group notification with triggered threshold on | | |subsidiary level | +-+------------------------------------------------------------+ *3. Details of person subject to the notification obligation* +--------------------------------------------------------------+ |Legal entity: Morgan Stanley | |City of registered office, country: Wilmington, Delaware, | |United States of America (USA) | +--------------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. ++ || ++ *5. Date on which threshold was crossed or reached:* +-----------+ |13 Nov 2020| +-----------+ *6. Total positions* +-------------+-----------+-----------+----------+-------------+ | |% of voting|% of voting| Total of| Total number| | | rights| rights| both in %| of voting| | |attached to| through| (7.a. +| rights| | | shares|instruments| 7.b.)| pursuant to| | | (total of| (total of| | Sec. 41 WpHG| | | 7.a.)| 7.b.1 +| | | | | | 7.b.2)| | | +-------------+-----------+-----------+----------+-------------+ |New | 1.30 %| 4.01 %| 5.31 %| 93531377| +-------------+-----------+-----------+----------+-------------+ |Previous | 1.47 %| 4.13 %| 5.61 %| /| |notification | | | | | +-------------+-----------+-----------+----------+-------------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |US2536511031| 0| 1220240| 0.00 %| 1.30 %| +------------+-----------+------------+-----------+------------+ |*Total* | 1220240 | 1.30 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +----------+--------------+------------+-----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrument|maturity date |conversion | rights|rights in %| | | |period | absolute| | +----------+--------------+------------+-----------+-----------+ |Call |From |at any time | 39100| 0.04 %| |Option |18.12.2020 to | | | | | |21.01.2022 | | | | +----------+--------------+------------+-----------+-----------+ |Right of |at any time |at any time | 3688443| 3.94 %| |recall | | | | | |over | | | | | |securities| | | | | |lending | | | | | |agreements| | | | | +----------+--------------+------------+-----------+-----------+ | | |*Total* | 3727543| 3.99 %| +----------+--------------+------------+-----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+----------+-----------+--------+---------+ |Type of|Expiration |Exercise |Cash or | Voting| Voting| |instrum|or maturity |or |physical | rights|rights in| |ent |date |conversion|settlement |absolute| %| | | |period | | | | +-------+------------+----------+-----------+--------+---------+ |Put |From |at any |Physical | 22000| 0.02 %| |Option |20.11.2020 |time | | | | | |to | | | | | | |19.02.2021 | | | | | +-------+------------+----------+-----------+--------+---------+ | | | |*Total* | 22000| 0.02 %| +-------+------------+----------+-----------+--------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +------------------+------------+-------------+----------------+ |Name | % of voting| % of voting| Total of both| | | rights (if| rights| (if at least 5%| | | at least 3%| through| or more)| | | or more)| instruments| | | | | (if at least| | | | | 5% or more)| | +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Capital | | | | |Management, LLC | | | | +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Domestic Holdings,| | | | |Inc. | | | | +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Capital Services | | | | |LLC | | | | +------------------+------------+-------------+----------------+ |- | %| %| %| +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Capital | | | | |Management, LLC | | | | +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Domestic Holdings,| | | | |Inc. | | | | +------------------+------------+-------------+----------------+ |Morgan Stanley & | %| %| %| |Co. LLC | | | | +------------------+------------+-------------+----------------+ |- | %| %| %| +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| +------------------+------------+-------------+----------------+ |Morgan Stanley | %| %| %| |Capital | | | | |Management, LLC | | | | +------------------+------------+-------------+----------------+
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November 19, 2020 11:23 ET (16:23 GMT)