Steven K. McGinnis
Compliance Officer bei SA Funds – Investment Trust
Profil
Steven K.
McGinnis is currently the Chief Compliance Officer at SA Funds - Investment Trust and the Chief Regulatory Officer at Loring Ward Securities, Inc. He previously worked as the Chief Regulatory Officer at Prudential Plc, the Secretary & General Counsel at Loring Ward International Ltd., the Chief Legal & Regulatory Officer at National Planning Holdings LLC, and the Chief Regulatory Officer at LWI Financial, Inc.
Aktive Positionen von Steven K. McGinnis
| Unternehmen | Position | Beginn |
|---|---|---|
Loring Ward Securities, Inc.
 Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | General Counsel | 12.08.2009 |
| SA Funds – Investment Trust | Compliance Officer | - |
Ehemalige bekannte Positionen von Steven K. McGinnis
| Unternehmen | Position | Ende |
|---|---|---|
| PRUDENTIAL PLC | General Counsel | - |
LWI Financial, Inc.
 LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | General Counsel | - |
National Planning Holdings LLC
 National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | General Counsel | - |
Loring Ward International Ltd.
 Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | General Counsel | - |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Börsennotierte Unternehmen | 1 |
|---|---|
| PRUDENTIAL PLC | Finance |
| Private Unternehmen | 5 |
|---|---|
Loring Ward International Ltd.
Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Finance |
Loring Ward Securities, Inc.
Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Finance |
| SA Funds – Investment Trust | Miscellaneous |
LWI Financial, Inc.
LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Finance |
National Planning Holdings LLC
National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Finance |
