Profil
Mr. Philip T.
Frank is Chief Compliance Officer & General Counsel at Family Management Corp.
Mr. Frank joined FMC in March, 2011.
Prior to this, he held legal and compliance positions at Constellation Wealth Advisors, LLC (March 2008 to April 2011).
Mr. Frank began his career in 1994 as a staff attorney and compliance examiner at FINRA.
He later served for five years as Regulatory Counsel for Crown Financial Group, Inc. a broker/dealer and NASDAQ market maker.
Additionally, he served as Chief Compliance Officer for ABP Investments US, Inc. and as a consultant to the Office of General Counsel of Brown Brothers Harriman & Co.
Mr. Frank received a BS in Business Finance from Marist College in 1991 and earned his JD from St. John's University in 1994.
Ehemalige bekannte Positionen von Phil T. Frank
| Unternehmen | Position | Ende |
|---|---|---|
Constellation Wealth Advisors LLC
 Constellation Wealth Advisors LLC Investment ManagersFinance Founded in 2007 by Paul Tramontano and Jon Goldstein, Constellation Wealth Advisors LLC is an independent multi-family investment office and registered investment advisor headquartered in New York City. The firm is also registered as a securities broker-dealer with the SEC, the MSRB and the NFA and is registered with FINRA. | Corporate Officer/Principal | 01.04.2011 |
Crown Financial Group, Inc.
 Crown Financial Group, Inc. Investment Banks/BrokersFinance Crown Financial Group, Inc. provides securities brokerage services. The company performs market-making activities for Nasdaq and OTC securities. It also offers wholesale institutional trading, wealth management, merchant banking, retail brokerage and investment banking services with a focus on issuing debt and equity securities. The company is headquartered in Jersey City, NJ. | Corporate Officer/Principal | - |
APG Asset Management US, Inc.
 APG Asset Management US, Inc. Investment ManagersFinance APG Asset Management US, Inc. (APG US) is a SEC-registered investment advisor and pension fund manager headquartered in New York City. The firm was founded in 1998 and is a subsidiary of APG Asset Management NV (APG NL), ultimately held by Stichting Pensioenfonds ABP, the pension fund for Dutch government employees and other civil service employees. APG US provides investment advisory services to ABP and other Dutch pension funds directly and/or through the Dutch pension funds’ participation in various “fondsen voor gemene rekening” (funds for the joint account of the participants and referred to herein as, “FGRs”) sponsored and controlled by APG NL. | Corporate Officer/Principal | - |
Brown Brothers Harriman & Co. (Investment Management)
 Brown Brothers Harriman & Co. (Investment Management) Investment ManagersFinance Brown Brothers Harriman & Co. (Investment Management) (BBH-IM) is the investment management division of Brown Brothers Harriman & Co., a registered broker/dealer headquartered in New York City. The firm was founded in 1931 and do-business-as Brown Brothers Harriman Mutual Fund Advisory Department. BBH-IM advises or sub-advises Mutual Funds, an ETF, and UCITS Funds. | General Counsel | - |
Ausbildung von Phil T. Frank
| Marist College | Undergraduate Degree |
| St. John's University | Graduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
Constellation Wealth Advisors LLC
Constellation Wealth Advisors LLC Investment ManagersFinance Founded in 2007 by Paul Tramontano and Jon Goldstein, Constellation Wealth Advisors LLC is an independent multi-family investment office and registered investment advisor headquartered in New York City. The firm is also registered as a securities broker-dealer with the SEC, the MSRB and the NFA and is registered with FINRA. | Finance |
Brown Brothers Harriman & Co. (Investment Management)
Brown Brothers Harriman & Co. (Investment Management) Investment ManagersFinance Brown Brothers Harriman & Co. (Investment Management) (BBH-IM) is the investment management division of Brown Brothers Harriman & Co., a registered broker/dealer headquartered in New York City. The firm was founded in 1931 and do-business-as Brown Brothers Harriman Mutual Fund Advisory Department. BBH-IM advises or sub-advises Mutual Funds, an ETF, and UCITS Funds. | Finance |
APG Asset Management US, Inc.
APG Asset Management US, Inc. Investment ManagersFinance APG Asset Management US, Inc. (APG US) is a SEC-registered investment advisor and pension fund manager headquartered in New York City. The firm was founded in 1998 and is a subsidiary of APG Asset Management NV (APG NL), ultimately held by Stichting Pensioenfonds ABP, the pension fund for Dutch government employees and other civil service employees. APG US provides investment advisory services to ABP and other Dutch pension funds directly and/or through the Dutch pension funds’ participation in various “fondsen voor gemene rekening” (funds for the joint account of the participants and referred to herein as, “FGRs”) sponsored and controlled by APG NL. | Finance |
Crown Financial Group, Inc.
Crown Financial Group, Inc. Investment Banks/BrokersFinance Crown Financial Group, Inc. provides securities brokerage services. The company performs market-making activities for Nasdaq and OTC securities. It also offers wholesale institutional trading, wealth management, merchant banking, retail brokerage and investment banking services with a focus on issuing debt and equity securities. The company is headquartered in Jersey City, NJ. | Finance |
