Mark W. Steffen

Clinton Investment Management LLC (CIM) is an independent wealth management firm and registered investment advisor headquartered in Stamford, Connecticut. The firm was founded by Andrew Clinton in 2007. CIM manages tax-exempt fixed income portfolios in the form of separately managed accounts for wealthy private clients and institutional investors.

Founded in 1991, Belle Haven Investments Securities is a full-service investment firm headquartered in Greenwich, Connecticut. They provide a full array of trading and execution services for their clients. They do not provide any internal research. Belle Haven is the broker subsidiary of Belle Haven Investments.

Rodman & Renshaw, Inc. provides securities brokerage services. The private company is based in Chicago, IL. The company was founded by John Ferrara.

Glickenhaus & Co. (GC) operated as an investment advisor. The company was founded in 1938 and was headquartered in New York, NY.

Belle Haven Investments LP (Belle Haven) is an independent, SEC-registered investment advisor headquartered in Rye Brook, New York. Founded in 1991, the firm provides investment management services to individuals, high net-worth individuals and families, pension and profit-sharing plans, registered investment companies, registered investment advisors, charitable organizations, business organizations, religious organizations, hospitals, insurance companies, educational institutions and pooled investment fund. Belle Haven also provides investment management services as a portfolio manager to various wrap fee programs.