David Stuart Penn
Portfolio Manager-Aktien bei Janney Montgomery Scott LLC (Investment Management)
Ursprung des Netzwerks ersten Grades von David Stuart Penn
Einheit | Art der Einheit | Industrie | |
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Janney Montgomery Scott LLC (Investment Management)
Janney Montgomery Scott LLC (Investment Management) Investment ManagersFinance Janney Montgomery Scott LLC (Investment Management) (JMS-IM) is the investment management division of Janney Montgomery Scott LLC, a registered broker-dealer headquartered in Philadelphia, Pennsylvania. The firm was founded in 1832 and is a subsidiary of Independence Square Properties LLC, an indirect wholly-owned independent subsidiary of The Penn Mutual Life Insurance Co. JMS-IM provides individuals, families, businesses, and institutions with tailored financial advice.
23
| Operating Division | Investment Managers | 23 |
Smith Barney & Co., Inc.
17
| Extinct | Investment Banks/Brokers | 17 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von David Stuart Penn
Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
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LEGG MASON, INC. | Investment Managers | Chief Administrative Officer | |
Inverness Counsel LLC
Inverness Counsel LLC Investment ManagersFinance Inverness Counsel LLC is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded in 1967 and provides investment management services on both discretionary and non-discretionary bases to individual, family, trust, pension and profit-sharing plan, tax-exempt organization and other institutional clients. | Investment Managers | Portfolio Manager-Equities | |
Wedbush Securities, Inc.
Wedbush Securities, Inc. Investment Banks/BrokersFinance Wedbush Securities, Inc. is a full-service investment bank and brokerage firm headquartered in Los Angeles, California. The firm was founded in 1955 as Wedbush Morgan Securities, Inc. They are a subsidiary of Wedbush Financial Services LLC, which is owned by Wedbush, Inc. Wedbush Securities provides a wide range of securities brokerage, wealth management, and investment banking services to private and institutional clients. Their research focuses on providing coverage of small and mid-sized companies in the following industries: (1) consumer products and services (2) technology (3) entertainment and media (4) life sciences and (5) industrial growth and clean technology. | Investment Banks/Brokers | Private Equity Investor | |
Citigroup Global Markets, Inc. (Broker)
Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
Raymond James & Associates, Inc.
Raymond James & Associates, Inc. Financial ConglomeratesFinance Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
JPMorgan Securities LLC
JPMorgan Securities LLC Investment Banks/BrokersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
Ladenburg Thalmann & Co., Inc. (Broker)
Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Metropolitan Capital Strategies LLC
Metropolitan Capital Strategies LLC Investment ManagersFinance Metropolitan Capital Strategies LLC provides investment advisory services. It offers primary investment services. The company was founded by Danny G. Show and David A. Schombert in April 2007 and is headquartered in Reston, VA. | Investment Managers | Chief Executive Officer | |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Cornell University
Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Graduate Degree | |
The Pennsylvania State University | College/University | Undergraduate Degree Undergraduate Degree | |
Wells Fargo Clearing Services LLC
Wells Fargo Clearing Services LLC Investment ManagersFinance Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. They also act as portfolio manager for certain wrap fee advisory programs. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Maxim Group LLC
Maxim Group LLC Investment Banks/BrokersFinance Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals. Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management. The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks. Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
The Ohio State University
The Ohio State University Other Consumer ServicesConsumer Services Global Factory, Inc. provides collaborative manufacturing execution systems. The firm's software gather, organize & analyze demand, production & quality data from various sources and monitor key indicators & execute business processes to control, manage & optimize distributed manufacturing operations. The company was founded in 1999 and is headquartered in Santa Clara, CA. | College/University | Undergraduate Degree Undergraduate Degree | |
Franklin & Marshall College | College/University | Undergraduate Degree Undergraduate Degree | |
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC Investment Banks/BrokersFinance Founded in 1999 by the late Thomas Watson, Janney Montgomery Scott LLC (JMS) is a full-service financial services firm and registered broker/dealer headquartered in Philadelphia, Pennsylvania. The firm is a subsidiary of Independence Square Properties LLC, itself a subsidiary of Penn Mutual Insurance Co. Their ultimate parent is Harleysville Mutual Insurance Co. JMS is a member of the NYSE, the SIPC and FINRA. The firm provides comprehensive financial advice and services to individual, corporate and institutional investors. Their primary coverage verticals include the consumer, technology, financials and infrastructure sectors. | Investment Banks/Brokers | Chairman Director of Research - Equity | |
E.F. Hutton & Co., Inc.
E.F. Hutton & Co., Inc. Financial ConglomeratesFinance Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI. | Financial Conglomerates | Corporate Officer/Principal | |
Bank of America, NA (Charlotte, North Carolina)
Bank of America, NA (Charlotte, North Carolina) Major BanksFinance Bank of America, NA engages in the provision of commercial banking services. It offers financing, checking and savings accounts, and investment banking for individual clients. The company was founded on March 1, 1927 and is headquartered in Charlotte, NC. | Major Banks | Corporate Officer/Principal | |
Pace University | College/University | Masters Business Admin | |
Kidder, Peabody & Co., Inc.
Kidder, Peabody & Co., Inc. Investment Banks/BrokersFinance Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander. | Investment Banks/Brokers | Corporate Officer/Principal | |
Dynam.AI
Dynam.AI Packaged SoftwareTechnology Services Dynam.AI offers AI driven solutions. The company is headquartered in San Diego, CA. | Packaged Software | Founder | |
Curemetrix, Inc.
Curemetrix, Inc. Information Technology ServicesTechnology Services CureMetrix, Inc. develops the next generation of medical image analysis technology. Its products include CM Assist, CM Triage and CM Audit. The company was founded by Kevin Harris in 2014 and is headquartered in La Jolla, CA. | Information Technology Services | Founder | |
Alphatrai, Inc.
Alphatrai, Inc. Packaged SoftwareTechnology Services Alphatrai, Inc. operates as an AI-based equity trading platform. The firm trades stocks and commodities using algorithms. The company is headquartered in San Diego, CA. | Packaged Software | Director of Finance/CFO | |
The University of New Mexico | College/University | Masters Business Admin | |
Flywheel Ventures LLC
Flywheel Ventures LLC Investment ManagersFinance Flywheel Ventures LLC (Flywheel Ventures) is a venture capital firm founded in 1999 by Trevor Loy. The firm is headquartered in Santa Fe, New Mexico. | Investment Managers | Private Equity Investor | |
University of California San Diego | College/University | Undergraduate Degree | |
University of San Diego | College/University | Masters Business Admin | |
The Frederick Gunn School | College/University | Undergraduate Degree | |
Los Alamos National Laboratory
Los Alamos National Laboratory Miscellaneous Commercial ServicesCommercial Services Los Alamos National Laboratory operates as a multidisciplinary institution. It offers services in science, engineering, earth science, chemistry, mathematics, physics, and space science. The company was founded in 1943 and is headquartered in Los Alamos, NM. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Regional Development Corp. | Corporate Officer/Principal | ||
Towson University | College/University | Undergraduate Degree | |
Boston College | College/University | Undergraduate Degree | |
Ohio Wesleyan University | College/University | Undergraduate Degree | |
Raymond James & Associates, Inc. (Invt Mgmt)
Raymond James & Associates, Inc. (Invt Mgmt) Investment ManagersFinance Raymond James & Associates, Inc. (Invt Mgmt) (RJA-IM) is the investment management division of Raymond James & Associates, Inc. (RJA), a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1974 and is a wholly-owned subsidiary of Raymond James Financial, Inc. (NYSE: RJF). RJA-IM offers planning and/or investment consulting services to a broad range of current and prospective clients. | Investment Managers | Corporate Officer/Principal | |
University of Maryland | College/University | Undergraduate Degree | |
Washington Womens Leadership Initiative | Director/Board Member | ||
Defiance ETFs LLC
Defiance ETFs LLC Financial ConglomeratesFinance Defiance ETFs LLC is an exchange-traded funds sponsor and registered investment advisor focused on thematic investing. Defiance ETFs is based in New York, NY and has subsidiaries in the United States. The private company offers a suite of rules-based ETFs that allow retail and institutional investors to express a targeted view on dynamic sub-sectors that are leading the way in disruptive innovations, including artificial intelligence, machine learning, quantum computing, 5G, hydrogen energy, and electric vehicles. The company was founded in 2018 by Sylvia Jablonski, who has been the CEO since then. | Financial Conglomerates | Director/Board Member | |
Vision Technical Sales, Inc.
Vision Technical Sales, Inc. Packaged SoftwareTechnology Services Vision Technical Sales, Inc. offers technical sales representation. The private company is based in Irvine, CA. | Packaged Software | Chief Executive Officer | |
Minard Capital LLC | Chief Operating Officer | ||
The Gladstone Cos., Inc.
The Gladstone Cos., Inc. Investment ManagersFinance The Gladstone Cos., Inc. operates as an alternative asset manager and provider of other administrative and financial services. Its funds invest in a diverse range of alternative strategies, including private debt, private equity, real estate and natural resource real assets. The company was founded by David Gladstone and Terry Lee Brubaker on December 7, 2009 and is headquartered in McLean, VA. | Investment Managers | Director/Board Member |
Statistik
International
Vereinigte Staaten | 47 |
Sektoral
Finance | 24 |
Consumer Services | 14 |
Technology Services | 5 |
Miscellaneous | 2 |
Health Services | 2 |
Operativ
Corporate Officer/Principal | 82 |
Undergraduate Degree | 33 |
Portfolio Manager-Equities | 19 |
Director/Board Member | 15 |
Analyst-Equity | 14 |
Am stärksten vernetzte Beziehungen
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