David Brooke Fields

Mr. David B.
Fields is Executive Director of Investments at Oppenheimer & Co., Inc. Before moving to Oppenheimer & Co. on November 09, 2009, Mr. Fields spent most of his career at Smith Barney after periods at Prudential-Bache and Merrill Lynch.
He joined Smith Barney's Buffalo office in 1999 as a Sales Manager.
Subsequently, he moved to New York City, first as a Regional Sales and Training Officer, then as Assistant to the Northeast Divisional Director.
From 2004 to 2006, he was Assistant Manager of the company's top-producing Fifth Avenue branch.
In 2006, he relocated to California and became Branch Manager of the company's Carlsbad, California office.