Allison Winn Kaplan

Ms. Allison W.
Kaplan is a Executive Managing Director at Pathstone Family Office LLC and a Member at Investment Management Consultants Association.
Ms. Kaplan is responsible for leading the business management activities within the Research Team, which includes overseeing policies and procedures, asset allocation model and portfolio performance tracking, benchmark management, and compliance management.
Prior to joining Pathstone Family Office in January 2016, Ms. Kaplan held a similar role within the Investment Strategy Group at Convergent Wealth Advisors and contributed to the execution of company initiatives that had a research or investment focus.
Prior to her role within ISG, she developed the Portfolio Analysis Group, a team which delivered portfolio recommendations, analytics, and investment solutions to the Advisor teams directly servicing both Convergent’s existing and prospective clients.
Ms. Kaplan has also spent time with Convergent in the Advisor Group, serving as a direct point of contact for clients.
These experiences have been applied to her work with the research group.
Ms. Kaplan earned a Bachelor of Science degree in Business Administration, with a concentration in Finance and International Business, from American University in Washington, DC.
She passed the Financial Industry Regulatory Authority FINRA Series 65 exam and is a member of the Investment Management Consultants Association SM IMCA.
She also holds the Investment Management Consultants Association's Certified Investment Management Analyst CIMA designation, graduating from the program administered by the Wharton School of the University of Pennsylvania.