Steven Palmer Paolillo
Corporate Officer/Principal bei Commodity Futures Trading Commission
Profil
Prior to joining Ascendant in November 2005, Mr. Paolillo was a General Securities Representative and the Chief Compliance Officer of NewPoint Securities, LLC from January 2004 through November 2005.
Before joining NewPoint Securities, he was a Financial Advisor at H&R Block Financial Advisors from February 2003 through December 2003 and a Registered Representative at JB Oxford & Company from July 1997 through January 2003.
Mr. Paolillo has held the following National Association of Securities Dealers’ registrations: General Securities Principal, Registered Options Principal and Municipal Securities Principal.
He is registered with the CFTC as an associated person; and he is an NFA Associate.
He is also registered with the California Department of Corporations as an Investment Adviser Representative.
Aktive Positionen von Steven Palmer Paolillo
| Unternehmen | Position | Beginn |
|---|---|---|
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Ehemalige bekannte Positionen von Steven Palmer Paolillo
| Unternehmen | Position | Ende |
|---|---|---|
H&R Block Financial Advisors
 H&R Block Financial Advisors Investment Banks/BrokersFinance Founded in 1971, H&R Block Financial Advisors is a broker/dealer headquartered in Detroit, Michigan. The firm utilizes sector-based proprietary research that includes market research, in-depth studies of industry sectors and company specific research | Corporate Officer/Principal | 31.12.2003 |
JB Oxford & Co.
 JB Oxford & Co. Packaged SoftwareTechnology Services Part of The Charles Schwab Corp., JB Oxford & Co. is a company that provides discount brokerage services. The company is based in Beverly Hills, CA. JB Oxford was acquired by Ameritrade Holding Corp. from Cambridge Capital Holdings, Inc. on June 07, 2004. | Corporate Officer/Principal | 01.01.2003 |
Ascendant Asset Advisors, Inc.
 Ascendant Asset Advisors, Inc. Investment ManagersFinance Founded by Payam Pedram in 2005, Ascendant Asset Advisors, Inc. is a hedge fund manager located in Beverly Hills, California. They manage the Ascendant Global Strategies Fund LLC | Geschäftsführer | - |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
JB Oxford & Co.
JB Oxford & Co. Packaged SoftwareTechnology Services Part of The Charles Schwab Corp., JB Oxford & Co. is a company that provides discount brokerage services. The company is based in Beverly Hills, CA. JB Oxford was acquired by Ameritrade Holding Corp. from Cambridge Capital Holdings, Inc. on June 07, 2004. | Technology Services |
H&R Block Financial Advisors
H&R Block Financial Advisors Investment Banks/BrokersFinance Founded in 1971, H&R Block Financial Advisors is a broker/dealer headquartered in Detroit, Michigan. The firm utilizes sector-based proprietary research that includes market research, in-depth studies of industry sectors and company specific research | Finance |
Commodity Futures Trading Commission
Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | Government |
Ascendant Asset Advisors, Inc.
Ascendant Asset Advisors, Inc. Investment ManagersFinance Founded by Payam Pedram in 2005, Ascendant Asset Advisors, Inc. is a hedge fund manager located in Beverly Hills, California. They manage the Ascendant Global Strategies Fund LLC | Finance |
