Steven J. Randich
Technik-/Wissenschafts-/F&E-Leiter bei Financial Industry Regulatory Authority, Inc.
Ursprung des Netzwerks ersten Grades von Steven J. Randich
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
114
| Non-Profit Organization | Miscellaneous Commercial Services | 114 |
The NASDAQ Stock Market, Inc.
 The NASDAQ Stock Market, Inc. Investment Banks/BrokersFinance The NASDAQ Stock Market, Inc. is the U.S. electronic stock market. With approximately 3,300 companies, it lists more companies and, on average, trades more shares per day than any other U.S. market. It is home to companies that are leaders across all areas of business including technology, retail, communications, financial services, transportation, media and biotechnology. NASDAQ is the primary market for trading NASDAQ-listed stocks
28
| Extinct | Investment Banks/Brokers | 28 |
NYSE Chicago, Inc.
 NYSE Chicago, Inc. Investment Banks/BrokersFinance NYSE Chicago, Inc. offers technology based national securities exchange services. It provides business to transact in all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX acts as a venue for hedge funds, options market markers, quantitative, professional and active individual traders that require immediate and automated execution. The firm provides services through its technology products including CHXBD, CHX SHARE and SNAP. The company was founded in 1882 and is headquartered in Chicago, IL.
2
| Subsidiary | Investment Banks/Brokers | 2 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Steven J. Randich
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| NASDAQ, INC. | Investment Banks/Brokers | Director of Finance/CFO Director of Finance/CFO Corporate Officer/Principal Director/Board Member Director/Board Member Chief Executive Officer Chief Executive Officer Director/Board Member Director/Board Member Corporate Officer/Principal Chief Tech/Sci/R&D Officer | |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The NASDAQ Stock Market LLC
 The NASDAQ Stock Market LLC Investment Banks/BrokersFinance The NASDAQ Stock Market LLC provides securities listing, trading and information products and services. The company is headquartered in Rockville, MD. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member Director/Board Member Chief Executive Officer Chairman Director/Board Member | |
| US Securities & Exchange Commission | Investment Banks/Brokers | General Counsel Corporate Officer/Principal Chairman Chairman Corporate Officer/Principal Corporate Officer/Principal | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member Director/Board Member Director/Board Member | |
NASDAQ OMX Group, Inc.
 NASDAQ OMX Group, Inc. Financial ConglomeratesFinance NASDAQ OMX Group, Inc. provides investment services. | Financial Conglomerates | Comptroller/Controller/Auditor Director/Board Member President Director/Board Member | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member Director/Board Member President | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Corporate Officer/Principal Masters Business Admin Corporate Officer/Principal | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
The Partnership for New York City, Inc.
 The Partnership for New York City, Inc. Miscellaneous Commercial ServicesCommercial Services The Partnership for New York City operates as a charitable organization. It is a network of business leaders and corporations working for the economic and cultural betterment of all five boroughs of the city. The firm provides networking opportunities, conducts research, participates in policy making and lobbies government. The company was founded by David Rockefeller in 2002 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Chief Operating Officer Chief Tech/Sci/R&D Officer | |
| University of Virginia | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Chairman Director/Board Member | |
| Financial Services Institute, Inc. | Director/Board Member Director/Board Member Director/Board Member | ||
The Options Clearing Corp.
 The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Director/Board Member | |
Equities.com, Inc.
 Equities.com, Inc. Investment Banks/BrokersFinance Equities.com, Inc. provides financial services. It is an online financial publication and social community for self-directed investors, public and private companies, market experts, and professional service providers across the global capital markets. The company was founded by David Bernard and Jonathan Bernard in 1951 and is headquartered in Culver City, CA. | Investment Banks/Brokers | Director/Board Member Chief Executive Officer | |
| The National Research Exchange, Inc. | Director/Board Member Director/Board Member | ||
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
| RAYMOND JAMES FINANCIAL, INC. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
| The Catholic University of America | College/University | Undergraduate Degree Undergraduate Degree | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Comptroller/Controller/Auditor | |
| MARKETAXESS HOLDINGS INC. | Investment Banks/Brokers | Chief Executive Officer Director/Board Member | |
| VIRTU FINANCIAL, INC. | Investment Banks/Brokers | President Chairman | |
The Guardian Life Insurance Company of America
 The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
| Manhattan College | College/University | Director/Board Member Director/Board Member | |
LCH Group Holdings Ltd.
 LCH Group Holdings Ltd. Regional BanksFinance LCH Group Holdings Ltd. is an investment company, which engages in the provision of rates and multi-asset clearing house solutions. Its services include clearing and post trade services. The company was founded on April 24, 2003 and is headquartered in London, the United Kingdom. | Regional Banks | Director/Board Member Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Graduate Degree | |
| Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
| Georgetown University | College/University | Graduate Degree Graduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
| Financeware LLC | Director/Board Member Director/Board Member | ||
| Long Island University | College/University | Undergraduate Degree Undergraduate Degree | |
| Iona College | College/University | Undergraduate Degree Undergraduate Degree | |
VMS Parent Holdings LLC
 VMS Parent Holdings LLC Financial ConglomeratesFinance VMS Parent Holdings LLC operates as a holding company which through its subsidiary engages in developing a mobile application for sharing videos. The company is headquartered in Radnor, PA. | Financial Conglomerates | Director/Board Member Director/Board Member | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Financeware Holdings LLC
 Financeware Holdings LLC Investment ManagersFinance Financeware Holdings LLC provides financial services. The company is headquartered in Radnor, PA. | Investment Managers | Director/Board Member Director/Board Member | |
Cornerstone Investment Capital Holdings Co.
 Cornerstone Investment Capital Holdings Co. Financial ConglomeratesFinance Cornerstone Investment Capital Holdings Co. operates as a blank check company. It is formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses for its initial business. The company was founded on February 1, 2021 and is headquartered in Hobe Sound, FL. | Financial Conglomerates | Chief Executive Officer Director/Board Member | |
| Brown University | College/University | Graduate Degree Undergraduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
The Vanguard Group, Inc.
 The Vanguard Group, Inc. Investment ManagersFinance The Vanguard Group, Inc. (VGI) is an independent registered investment advisor and mutual fund manager headquartered in Malvern, Pennsylvania. The firm was founded in 1975 by John Bogle. In 1976, they introduced the first indexed mutual fund, the First Index Investment Trust (now known as the Vanguard 500 Index Fund), to individual investors. VGI provides investment advisory services to Vanguard family of funds and Vanguard's non-US clients, which are comprised of the following: (1) funds established as trusts under the laws of the Province of Ontario in Canada and (2) separate account clients of Vanguard's international subsidiaries. | Investment Managers | Corporate Officer/Principal Chairman | |
| RUNWAY GROWTH FINANCE CORP. | Finance/Rental/Leasing | Director/Board Member Compliance Officer | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | General Counsel Corporate Officer/Principal | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree | |
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | General Counsel Corporate Officer/Principal |
Statistik
International
| Vereinigte Staaten | 49 |
| Schweden | 2 |
| Vereinigtes Königreich | 2 |
Sektoral
| Finance | 25 |
| Consumer Services | 19 |
| Commercial Services | 5 |
| Government | 2 |
Operativ
| Director/Board Member | 435 |
| Corporate Officer/Principal | 239 |
| Independent Dir/Board Member | 101 |
| President | 92 |
| Chief Executive Officer | 83 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Al Berkeley | 31 |
| Gary Wunderlich | 30 |
| Hardwick Simmons | 28 |
| Merit Janow | 27 |
| Bob Greifeld | 26 |
| Josh S. Levine | 25 |
| Enzo Villani | 24 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| Seth Waugh | 22 |
| Christopher Concannon | 22 |
| Richard Ketchum | 22 |
| Thomas G. Stemberg | 21 |
| Thomas O'Neill | 20 |
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