Sim Seng Lim

Citigroup Japan Holdings GK operates as a holding company. The company provides financial services to consumers, corporations, governments, and institutions. The company was established in 1991 and is headquartered in Tokyo, Japan.

Citigroup Global Markets Japan, Inc. (CGM-JP) is a wholly-owned broker/dealer subsidiary of Citigroup Japan Holdings GK, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Previously known as Nikko Citigroup Ltd., the firm was founded in 1999 as a joint venture between US-based Citigroup and Nikko Securities, based in Japan. Headquartered in Tokyo, CGM-JP provides brokerage services to governmental institutions, financial institutions, multinational corporations and institutional investors. Their sales and trading, distribution and research capabilities span a broad range of asset classes, currencies, sectors and products including equities, commodities, credit, futures, foreign exchange (FX), emerging markets, G10 rates, municipals, prime finance and securitized markets.

Nikko Citigroup Ltd. (Broker) (NC-BR) is the brokerage operating division of Nikko Citigroup Ltd., the Tokyo-based wholesale brokerage arm of Citigroup, Inc. (NYSE: C). Established in 2007, the firm was previously known as Nikko Citigroup Securities Co. Ltd. and can trace their origins back to 1944 when Nikko Securities Ltd. was founded. In 1999 Nikko Cordial Corp. (TSE: 8603) and Citigroup combined operations to become a global wholesale investment bank offering. NC-BR offers asset management consulting and investment advice to retail and corporate clients. They operate in close relationship with Nikko Citigroup for underwriting, M&A advisory services, and fixed-income and equity trading.

DBS Bank Ltd. engages in the provision of commercial banking and financial services. It operates through the following segments: Consumer Banking and Wealth Management, Institutional Banking, Treasury Markets, and Others. The Consumer Banking and Wealth Management segment offers individual customers a current and savings accounts, fixed deposits, loans and home finance, cards, payments, investment, and insurance products. The Institutional Banking segment includes financial services and products to institutional clients including bank and non-bank financial institutions, government-linked companies, large corporates, and small and medium-sized businesses. The Treasury Markets segment consists of structuring, market-making, and trading across treasury products. The Others segment encompasses activities from corporate decisions, capital and balance sheet management, funding, and liquidity. The company was founded in July1968 and is headquartered in Singapore.