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Karriereverlauf von Sean Patrick Haley
Ehemalige bekannte Positionen von Sean Patrick Haley
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
National Planning Corp.
![]() National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Compliance Officer | - | 30.04.2015 |
General Counsel | - | 30.04.2015 | |
National Planning Corp. (Broker)
![]() National Planning Corp. (Broker) Investment Banks/BrokersFinance Founded in 1998, NPC of America is a registered broker/dealer headquartered in Santa Monica, California. The firm is a division of National Planning Corp. and Jackson National Life Insurance Co., an indirect subsidiary of London-based Prudential Plc. (NYSE: PUK). NPC of America is a member of FINRA and the SIPC. The firm clears their trades through Pershing LLC. | Compliance Officer | 02.03.2012 | 30.04.2015 |
Edward D. Jones & Co. LP
![]() Edward D. Jones & Co. LP Investment ManagersFinance Edward D. Jones & Co. LP is a broker-dealer and registered investment advisor located in St. Louis, Missouri. The firm is a subsidiary of the Jones Financial Cos. LLLP. Edward Jones provides financial services for individual investors and businesses in the US, Canada and the United Kingdom. Edward Jones registered as a broker–dealer in 1941 and as an investment adviser in 1993. The firm offers a full array of investment services. They cover stocks that perform over the long-term, focusing on US, Canadian and Western European companies with long, stable, operating histories. | Corporate Officer/Principal | 31.12.1999 | 31.12.1999 |
Ausbildung von Sean Patrick Haley
California Polytechnic State University (San Luis Obispo) | Undergraduate Degree |
Statistik
International
Vereinigte Staaten | 5 |
Operativ
Compliance Officer | 2 |
General Counsel | 1 |
Undergraduate Degree | 1 |
Sektoral
Finance | 4 |
Consumer Services | 2 |
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
Private Unternehmen | 3 |
---|---|
National Planning Corp.
![]() National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Finance |
National Planning Corp. (Broker)
![]() National Planning Corp. (Broker) Investment Banks/BrokersFinance Founded in 1998, NPC of America is a registered broker/dealer headquartered in Santa Monica, California. The firm is a division of National Planning Corp. and Jackson National Life Insurance Co., an indirect subsidiary of London-based Prudential Plc. (NYSE: PUK). NPC of America is a member of FINRA and the SIPC. The firm clears their trades through Pershing LLC. | Finance |
Edward D. Jones & Co. LP
![]() Edward D. Jones & Co. LP Investment ManagersFinance Edward D. Jones & Co. LP is a broker-dealer and registered investment advisor located in St. Louis, Missouri. The firm is a subsidiary of the Jones Financial Cos. LLLP. Edward Jones provides financial services for individual investors and businesses in the US, Canada and the United Kingdom. Edward Jones registered as a broker–dealer in 1941 and as an investment adviser in 1993. The firm offers a full array of investment services. They cover stocks that perform over the long-term, focusing on US, Canadian and Western European companies with long, stable, operating histories. | Finance |
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