Perry Yeung

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

BOCI Research Ltd. is an investment research firm headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of BOCI Asia Ltd., ultimately held by Chinese government’s China Investment Corp. BOCI Research primarily provides research reports and analysis on China with a focus on telecommunications, property, media, retail, technology, energy, oil and gas, metals and mining, utilities, financials, and transport and logistics sectors.

Part of Deutsche Bank AG, Deutsche Bank AG (Hong Kong) is a financial institution that has been connecting worlds for 65 years. The company is based in Hong Kong, Hong Kong, and serves as the hub for corporate and commercial clients. The company's asset management division, DWS, is a market leader in Hong Kong with a broad product offering. Its corporate bank division is an established market leader in transaction banking, with a presence in 60 countries, including an extensive footprint in HK. The investment bank provides strategic advice to corporate and institutional clients, focusing on the bank’s traditional strengths in financing, advisory, fixed income, and currencies, together with a focused equity capital markets business. The private bank focuses on private customers across all segments as well as business clients, and in HK, this division is represented by a highly competitive wealth manager. The Chinese company was founded in 1958, and its CEO is Werner Steinmüller.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Haitong International Research Ltd. (HTIRL) is an investment research firm headquartered in Hong Kong. The firm is a subsidiary of Haitong International Securities Group Ltd. (HKG: 0665), itself owned by Haitong Securities Co. Ltd. (SHA: 600837) in China. HTIRL provides fundamental research and analysis to retail, institutional and high net-worth clients. They aim to provide timely, value-added research on listed companies. The Haitong Research team covers around 25 companies from the Banking, Telecoms, IT, Media, Gaming and Retail sectors.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

UBS Securities Pte Ltd. is a broker-dealer headquartered in Singapore. It was founded in 1992 as the wholly-owned brokerage subsidiary of UBS AG, which in turn is owned by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. The firm offers comprehensive execution services for all their broker dealer clients.

Polymer Capital Management (HK) Ltd. (Polymer Capital) is an asset management firm headquartered in Hong Kong. The firm was founded by Angus Wai in 2019 and is a subsidiary of Pacific Alliance Group Ltd., which is owned by PAG (Hong Kong). Polymer Capital provides investment advice or services for institutional investors.

Part of Bank of America Corp., Merrill Lynch Securities (Taiwan) Ltd. is a brokerage service provider. The company is based in Taipei, Taiwan. Merrill Lynch Securities (Taiwan was founded in 2008.

Credit Suisse (Singapore) Ltd. (Credit Suisse-Singapore) is the Singapore-based subsidiary of Credit Suisse AG, itself a subsidiary of Credit Suisse Group (VX: CSGN; ADR: CS) in Switzerland. Founded in 1971, the firm provides investment banking, private banking and asset management services to a range of corporate and institutional clients and high-net worth individuals. Credit Suisse-Singapore is headquartered in Singapore City.

Eastspring Investments (Hong Kong) Ltd. (EI-HK) is the wholly-owned, Hong Kong-based asset management subsidiary of Prudential Corp. Holdings Ltd., ultimately held by Great Britain-based Prudential Plc (LSE: PRU, NYSE: PUK), a multinational insurance company headquartered in London. Formerly known as Prudential Asset Management (Hong Kong) Ltd., founded in 1994, the firm was rebranded as Eastspring Investments (Hong Kong) Ltd. in 2012. EI-HK offers innovative investment solutions across key asset classes for institutional and retail investors globally.

Value Partners Ltd. (VPL) is an asset management firm headquartered in Hong Kong. The firm was founded in 1993 by Cheng Hye Cheah. VPL manages a range of absolute return long-biased funds, long-short hedge funds, exchange-traded funds, quantitative funds, as well as fixed-income and credit funds for institutional and individual clients in Asia Pacific, Europe and the US.

Millennium Capital Management (Hong Kong) Ltd. (Millennium HK) is the Hong Kong-based alternative investment management subsidiary of Millennium International Management LP, ultimately held by MLM Trust B, which is headquartered in the US. Millennium HK manages assets for high net-worth individuals, institutions, trusts, foundations, pensions, the General Partner, related Millennium entities and Millenium employees.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Dymon Asia Capital (HK) Ltd. (Dymon Asia HK) is the Hong Kong-based alternative investment management subsidiary of Dymon Asia Capital Ltd., which is headquartered in Cayman Islands. Dymon Asia HK manages strategies across public and private markets in Asia and globally.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Part of UBS Group AG, UBS Securities (Philippines), Inc. provides brokerage services. The company is based in Makati, Philippines. The Filipino company was founded in 1996. The CEO is Robrina Lim Go.

Part of Navigator Global Investments Ltd., North Rock Capital Management (HK) Ltd. is an investment management firm based in Hong Kong, Hong Kong. North Rock Capital Management (HK deploys capital across a diversified set of relative value fundamental and quantitative equity-focused portfolio manager teams. The Chinese company is built upon a multi-pm investment platform. The company was founded in 2022. Simon Chow has been the CEO of the company since 2022.

UBS Securities Japan Co., Ltd. (UBS-SJ) is part of the investment banking division and a wholly-owned subsidiary of Switzerland-based UBS AG (SWX: UBSN; NYSE: UBS). Located in Tokyo, the firm was established in 1988. The firm's culture emphasizes cross-business cooperation with fellow subsidiaries both in Japan and globally, combining the reach of a global group with local knowledge and insight. One of the largest securities operations in Japan, UBS-SJ provides investment products and services to Japanese institutional and corporate clients, as well as to foreign investors doing business in Japan. The firm's business is organized in three departments: FIRC (fixed income, rates and currencies), equity and investment banking. The investment banking division specializes in large-cap mergers and acquisitions, performing market research and analysis of M&A deals from a global perspective. The equity department is research-oriented and covers an extensive universe of large-cap Japanese firms. They also cover small- and mid-cap equity, and have specialist expertise in the automobile, auto parts, machinery and pharmaceutical sectors. Services provided to corporate clients include assistance with IPOs, block trades, convertible bonds, and warrants.

China Merchants Securities (HK) Co., Ltd. is a Chinese company that provides brokerage services. It is based in Hong Kong, Hong Kong and ultimately controlled by the Government of China. The company was founded in 1986.

China Galaxy International Securities (Hong Kong) Co., Ltd. (CGIS HK) is the Hong Kong-based brokerage subsidiary of China Galaxy International Financial Holdings Ltd., ultimately held by state-owned China Investment Corp., a sovereign wealth company headquartered in China. CGIS HK provides proprietary trading and trading agent for various marketable securities.

Digi-Key Corp. distributes electronic components. It also distributes semiconductors, discrete, electromechanical parts. Its products include audio products, batteries, cable assemblies, capacitors, computer & video accessories, connectors, crystals & oscillators, discrete semiconductor products and many more. The company was founded by Ronald A. Stordahl in 1972 and is headquartered in Thief River Falls, MN.

Water Tower Research LLC is a modern investor relations platform that creates, delivers, and maintains information flow to build and preserve relationships between companies and their stakeholders and investors. The private company is based in Chicago, IL and has subsidiaries in the United States. Water Tower Research is a shareholder communication and engagement platform powered by senior industry experts with significant Wall Street experience. The company's foundation is built on Wall Street veterans using open digital distribution strategies that are accessible by everyone. The company's mission is to help companies take control of their IR program and proactively reach investors while bringing investors a consistent flow of quality information to help them understand their clients' businesses, industries, and the investment opportunities they present. Founded by Timothy Gerdeman and Shawn M. Severson, Timothy Gerdeman has been the CEO since incorporation.

Part of SAS Rue la Boétie, Credit Agricole Securities (Asia) Ltd is a Chinese company that works on various corporates' projects such as initial public offerings, privatisations, capital increases, and issues of convertible bonds and other equity-linked securities. The company is based in Hong Kong, Hong Kong. The company is a part of Group Crédit Agricole's integrated finance and investment banking, asset servicing, and wealth management offering for large clients. Frederik Jean Lucien Coyault has been the CEO of the company since 2017. Credit Agricole Securities (Asia was acquired by Crédit Agricole Corporate & Investment Bank SA from NatWest Group Plc on November 25, 2016.