James Phelps

Segall Bryant & Hamill LLC (SBH) is a SEC-registered investment advisory firm headquartered in Chicago, Illinois. The firm was founded in 1994 by Ralph Segall, Charles Bryant and Jonathan Hamill. They are a wholly owned subsidiary of Corient Holdings, Inc., which is owned by CI Financial Corp. (TSX: CIX; OTC: CIXXF) in Canada. SBH provides professional portfolio management of domestic and international equity and fixed income portfolios, and alternative investments, to institutional and intermediary clients. SBH became a signatory of the United Nations’ Principles for Responsible Investment (PRI) in 2017.

Kennedy Capital Management LLC (KCM) is a SEC-registered investment advisor headquartered in St. Louis, Missouri. The firm was founded by Gerald Kennedy and Richard Sinise in 1980 as Kennedy Capital Management, Inc. In November 2022, the firm converted from “Kennedy Capital Management, Inc.”, a Missouri S corporation, to “Kennedy Capital Management LLC”, a Delaware limited liability company. They are a subsidiary of KCM Holdings, Inc. KCM manages assets for institutional and high-net-worth clients.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Allstate Investment Management Co. (AIMCO) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Allstate Non-Insurance Holdings, Inc., which is owned by The Allstate Corp. (NYSE: ALL). AIMCO provides investment advice to pension/profit-sharing plans, charitable organizations, non-domestic insurance companies, corporations and/or other business entities. The firm acts as managing member and investment manager for the Allstate Short Term Pool and as a collateral manager for various collateralized debt obligation trusts.

Edward D. Jones & Co. LP is a broker-dealer and registered investment advisor located in St. Louis, Missouri. The firm is a subsidiary of the Jones Financial Cos. LLLP. Edward Jones provides financial services for individual investors and businesses in the US, Canada and the United Kingdom. Edward Jones registered as a broker–dealer in 1941 and as an investment adviser in 1993. The firm offers a full array of investment services. They cover stocks that perform over the long-term, focusing on US, Canadian and Western European companies with long, stable, operating histories.

Gannett Fleming Affiliates, Inc. engages in provision of infrastructure solutions with a focus on planning, design, technology, and construction management services. It specializes in natural resources, transportation, water, power, and facility-related projects. Its services include acoustics, architecture, engineering, geotechnical, project delivery, and vertical transportation. The company was founded by Farley Gannett and Theodore Seelye on August 1, 1915 and is headquartered in Camp Hill, PA.

RCF Management LLC (RCF Management) is a private equity firm founded in 1998 by Henderson Gilbert Tuten and James and James Timothy McClements. The firm is headquartered in Denver, Colorado.

Intel Corp. (UK) Ltd. manufactures microprocessors for computers. The firm also makes flash memory and embedded semiconductors for the industrial equipment and networking gear markets. The company is headquartered in Swindon, the United Kingdom.

Marlin Management Co LLC (Marlin Equity Partners) is a private equity firm founded in 2005 by David McGovern. The firm is headquartered in Hermosa Beach, California.

AFCEA International is engaged in the provision of information technology, communications, and electronics services to military and government industry. The firm offers leadership, engagement, and networking opportunities. It focuses on cyber, command, control, communications, computers and intelligence to address national and international security challenges. The company was founded in May 1946 and is headquartered in Fairfax, VA.

Alabama Mining Association provides coal mining services. The private company is based in Alabama and has subsidiaries in the United States.

PT Baramulti Sugih Sentosa provides coal mining services. It also supplies coal. The firm serves the mining and metals industry. The company is headquartered in Jakarta, Indonesia.

Analytics Engines Ltd. develops data processing accelerators for processing business and application data. It offers accelerators for applications on processing architectures, such as FPGA, GPU, Intel Xeon Phi, or CPU. The firm serves multi-nationals in a range of fields from aerospace and security to medical imaging and enterprise data processing. The company was founded by Roger Woods and Scott Fischaber in 2008 and is headquartered in Belfast, the United Kingdom.

PT Global Trans Energy International operates as a ship manager and ship owner. The private company is based in Jakarta Pusat, Indonesia.

A.I.D.D. LLC is a Mongolian company that provides exploration drilling services. The private company was founded by James Polson.

Resource Capital Fund VI is a private equity fund which invests in both private and public companies located in across the globe. The fund invests in the mining companies across a diversified range of commodities and geographies operating in the field of metals, minerals and mining, energy minerals. It provides capital in the form of equity, convertible debt, mezzanine financing, royalties, letters of credit, direct project interests and bridging debt for development capital. Its investment size ranges from $10 million to $300 million and also makes strategic investments of $1.0 million and also leads an investment in a single transaction of up to $500 million. It makes follow-on investments, acts as lead investor, makes co-investments and takes board seat and seeks controlling interest.

Jolimont Global Mining Systems Pty Ltd. (Jolimont Global) is private Equity firm. The company was founded by Lex McArthur and Charles Gillies in 2013 and is headquartered in Melbourne, Australia.

BMO Family Office LLC is a SEC-registered investment advisor and wealth management firm headquartered in Chicago, Illinois. It was founded in 1981 as CTC myCFO LLC. They are a wholly-owned subsidiary of BMO Financial Corp., which is a wholly-owned subsidiary of Bank of Montreal (NYSE, TSE: BMO) in Canada. The firm provides discretionary investment management and non-discretionary investment advisory services to high-net worth individuals, families, personal trusts, and family offices.

Nine Point Energy Holdings, Inc. engages in the exploration of oil and gas. The company is headquartered in Denver, CO.