Ezra Goldman

New Vernon Wealth Management LLC (NV-WM) is an independent SEC-registered wealth management firm headquartered in Highland Park, Illinois. The firm was founded in 2013 and is the successor to SF Investment Advisor. NV-WM provides investment advice to individuals, family offices, and institutional investors.

SF Investments, Inc. is a registered broker/dealer headquartered in Highland Park, Illinois. The firm is a member of FINRA and the SIPC. The firm was founded by Nathan Shapiro in 1972 as Sucsy, Fischer Securities, Inc. They are a subsidiary of Smithfield Foods, Inc., which is owned by WH Group, Ltd. (HKG: 0288) in Hong Kong. SF Investments conducts business in equity, fixed-income and derivative securities including: (1) OTC corporate securities (2) corporate debt securities (3) mutual funds (4) US government securities (5) pits/calls and option writing (6) investment advisory services (7) non-exchange member arranging for transactions in listed securities by an exchange member (8) trading securities for their own account and (9) private placements. All transactions are cleared through Pershing LLC. Their research tends to focus on the insurance, energy and financial sectors, with emphasis on companies located in the US, India and Brazil.

New Vernon Investment Management LLC (NVIM) is a registered investment advisor and hedge fund manager headquartered in Highland Park, Illinois. It is the surviving entity of a Delaware migratory merger with Millennium Group LLC in 2010. The firm is managed by Steven Shapiro and is principally owned by NV Capital Holdings II LLC, a financial services holding company in which members of the Shapiro family hold a non-controlling minority interest. NVIM provides investment advice primarily to private investment funds operated by the firm or its affiliates.

Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.