Dave Kanen

Founded in 2004 by Paul Richardson and Daniel Levene, Pointe Capital, Inc. is a registered broker/dealer located in Boca Raton, Florida with an additional office in Smithtown, New York. They are a subsidiary of JHS Capital Holdings, Inc., a financial services firm located in Tampa, Florida. Pointe Capital's clients include individuals, families, and institutions. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Pointe Capital is registered in all 50 States and is a member of the SIPC and FINRA. Pointe Capital provides unbiased, anonymous agency execution to institutional traders. Clients can manage their own orders through the firm's trading software, give their orders to the firm's trade desk to be worked or use a combination of both methods. The firm acts only on an agency basis. Trades are executed through venues chosen either by the client or by a Pointe trader. The firm does not buy from or sell stock to their clients. Pointe Capital has direct access to all exchanges and all ECNs and can customize a connectivity solution specifically suited for each client.

Founded in 1989, First Midwest Securities, Inc. is a broker/dealer headquartered in Bloomington, Illinois. The firm is a subsidiary of Affiliated Advisors Group, Inc. Their ultimate parent is American International Group, Inc. (NYSE: AIG). They provide an array of trading and execution services for their clients. First Midwest Securities does not provide any internal research.

Founded in 2004, WFG Investments, Inc. is a full service broker-dealer located in Dallas, Texas. The firm is a subsidiary of Williams Financial Group, Inc., a financial services firm founded in 1988 by Wilson Williams. WFG Investments is a member of the NASD and the SPIC. The firm provides support, investment products and a broad array of services to a select group of U.S. financial advisors and their clients.

Sterling Financial Investment Group is an investment advisor headquartered in Boca Raton, Florida with an additional office in Miami, Florida

A.G. Edwards & Sons, Inc. is a full-service brokerage firm. A.G. Edwards equity research team covers a wide range of industries including: consumer discretionary, consumer staples, energy, financials, health care, industrials, information technology, material, telecommunication services and utilities. They also provide fixed-income research in the utility, auto, banking and finance, and telecom industries. A.G. Edwards was founded in 1887 by General Albert Gallatin Edwards and his son Benjamin Franklin Edwards. They are a broker/dealer subsidiary of A.G. Edwards, Inc. They are a member of the SIPC.

Founded in 1984, Aegis Capital Corp. is a broker-dealer located in New York City. They provide a full array of trading and execution services for their clients. They do not provide any internal research