Ann Manwaring

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

Paul Frank + Collins PC is a law firm that provides legal services to businesses and individuals. The private company is based in Burlington, VT. The company's team of skilled attorneys assists with complex legal matters both locally and internationally.

National Association of Investors Corp. (NAIC) is a private nonprofit, volunteer-based, member-driven organization headquartered in Troy, Michigan. The firm was founded in 1951 and do-business-as BetterInvesting. NAIC provides unbiased investment education and powerful online stock analysis tools for individual investors and investment clubs.