Ann F. Jaedicke

MUFG Americas Holdings Corp. engages in the provision of financial services. It operates through the following segments: Regional Bank, U.S. Wholesale and Investment Banking, Transaction Banking, MUFG Securities Americas, and Other. The Regional Bank segment offers products and services to individual and business customers through consumer banking, commercial banking, real estate industries, wealth markets, and PurePoint financial. The U.S. Wholesale and Investment Banking segment delivers general corporate credit and structured credit services, including project finance, leasing and equipment finance, commercial finance, funds finance, and securitizations. The Transaction Banking segment includes working capital management and asset servicing solutions, such as deposits and treasury management, trade finance, and institutional trust and custody. The MUFG Securities Americas segment refers to the broker-dealer subsidiary which engages in capital markets origination transactions, private placements, collateralized financings, securities borrowing and lending transactions, and domestic and foreign debt and equity securities transactions. The Other segment consists of MUFG fund services, markets, Asian corporate banking, and corporate treasury. The company was founded in April 1996 and is headquartered in New York, NY.

Promontory Financial Group LLC provides strategy, risk management, and regulatory compliance consulting services. It specializes in asset-liability management and liquidity planning, capital planning and analysis, consumer protection, credit services, due diligence, examination and enforcement, financial benchmarks, governance and controls, and securities and derivatives. The company was founded by Eugene A. Ludwig in 2001 and is headquartered in Washington, DC.

Office of the Comptroller of the Currency regulates and supervises all nationally chartered commercial banks in the United States. It covers bank management, bank operations, and international banking. The company is headquartered in Washington, DC.