Susan F. Axelrod
General Counsel bei Financial Industry Regulatory Authority, Inc.
Ursprung des Netzwerks ersten Grades von Susan F. Axelrod
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
143
| Non-Profit Organization | Miscellaneous Commercial Services | 143 |
Emory University
129
| College/University | Other Consumer Services | 129 |
Hofstra University
89
| College/University | Other Consumer Services | 89 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Susan F. Axelrod
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Chairman Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member Director/Board Member Director/Board Member | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal President Corporate Officer/Principal Corporate Officer/Principal | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | Chairman General Counsel Human Resources Officer Corporate Officer/Principal | |
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Chairman General Counsel Corporate Officer/Principal | |
| University of Virginia | College/University | Undergraduate Degree Graduate Degree Graduate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree Masters Business Admin | |
| MORGAN STANLEY | Investment Managers | Director/Board Member Chief Operating Officer Chief Tech/Sci/R&D Officer | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree Graduate Degree | |
| University of Notre Dame | College/University | Masters Business Admin Chairman | |
| Manhattan College | College/University | Director/Board Member Director/Board Member | |
| George Washington University | College/University | Graduate Degree Undergraduate Degree | |
| DirectWomen | Corporate Officer/Principal Director/Board Member | ||
| CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
| Brown University | College/University | Graduate Degree Undergraduate Degree | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | Corporate Officer/Principal Analyst-Equity | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
| New York University School of Law | College/University | Graduate Degree Graduate Degree | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
| Georgetown University | College/University | Graduate Degree Undergraduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
| Franklin & Marshall College | College/University | Director/Board Member Director/Board Member | |
The Guardian Life Insurance Company of America
 The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
The Options Clearing Corp.
 The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Director/Board Member | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Doctorate Degree Graduate Degree | |
| Georgetown University Law Center | College/University | Graduate Degree Graduate Degree | |
| George Washington University Law School | College/University | Graduate Degree Corporate Officer/Principal | |
| GE AEROSPACE | Industrial Machinery | Director/Board Member Director/Board Member | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
New York State Society of Certified Public Accountants
 New York State Society of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services New York State Society of Certified Public Accountants is a non-profit organization. It provides a membership program for certified public accountants that offers in-person and online networking opportunities, Continuing Professional Education courses and conferences, the CPA Journal, and other publications. The company was foudned in 1897 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| THE TORONTO-DOMINION BANK | Major Banks | Chief Operating Officer | |
The Chicago Bar Association
 The Chicago Bar Association Miscellaneous Commercial ServicesCommercial Services The Chicago Bar Association is a voluntary membership organization consisting largely of lawyers and judges from Cook County and the state of Illinois. The private company is based in Chicago, IL and has subsidiaries in the United States. The association works to establish and maintain the honor and dignity of the profession of law, promote the welfare of its members, and improve the effectiveness and efficiency of the administration of justice. Founded in 1874, it is one of the oldest and most active metropolitan bar associations in the United States. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Long Island University | College/University | Undergraduate Degree | |
| AVIDXCHANGE HOLDINGS, INC. | Packaged Software | Director/Board Member | |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal | |
Investec Ernst & Co.
 Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Investment Banks/Brokers | Chief Investment Officer | |
| CURAEGIS TECHNOLOGIES, INC. | Packaged Software | Director/Board Member | |
| BANK OF AMERICA CORPORATION | Major Banks | Corporate Officer/Principal | |
| UNITED COMMUNITY BANKS, INC. | Regional Banks | Director/Board Member | |
| EASTMAN KODAK COMPANY | Industrial Machinery | Chief Operating Officer | |
| LIU Post | College/University | Undergraduate Degree |
Statistik
International
| Vereinigte Staaten | 49 |
| Kanada | 2 |
| Südafrika | 2 |
Sektoral
| Consumer Services | 22 |
| Finance | 18 |
| Commercial Services | 7 |
| Producer Manufacturing | 3 |
| Technology Services | 3 |
Operativ
| Director/Board Member | 313 |
| Corporate Officer/Principal | 220 |
| Undergraduate Degree | 81 |
| Independent Dir/Board Member | 78 |
| President | 59 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Gary Wunderlich | 30 |
| Mary Schapiro | 26 |
| Fabiola Arredondo | 24 |
| Jeffrey R. Armstrong | 24 |
| David Crean | 23 |
| Richard Ketchum | 22 |
| Seth Waugh | 22 |
| Eileen Murray | 19 |
| David L. Benyaminy | 18 |
| Brian Woodland | 17 |
| William G. Stanley | 17 |
| Damian Georgino | 16 |
| John Brennan | 16 |
| Thomas Sean Murphy | 16 |
| Frank J. la Salla | 15 |
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- Insiders
- Susan F. Axelrod
- Unternehmensverbindungen
