Stephen G. Koffler

Shannon River Fund Management LLC (Shannon River) is an independent registered investment adviser and hedge fund manager headquartered in New York City. The firm was founded by Spencer Waxman in 2003. Shannon River provides investment management services to private pooled investment vehicles based upon specific investment objectives and strategies via master feeder structures and a separately managed fund. The investors in the funds are generally high-net worth individuals and institutional investors.

Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO.