Scott Rider

Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER).

Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million.

Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research.