Robert Lahey

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Google LLC engages in the operation of internet portal and search index website. It provides online advertising technologies, search engine, cloud computing, and software solutions. The company was founded by Lawrence E. Page and Sergey Mikhaylovich Brin on September 4, 1998 and is headquartered in Mountain View, CA.

Mizuho Securities USA LLC is the US-based securities broker/dealer and futures commission merchant arm of Mizuho Americas LLC, ultimately held by Mizuho Financial Group, Inc. (TYO: 8411, NYSE: MFG) in Japan. Headquartered in New York City, the firm was founded in 1994 and provides institutional and corporate clients access to commodity and financial markets around the world. Mizuho Securities USA covers the following industries: Consumer, Energy, Financial Institutions, Financial Sponsors, Healthcare, Industrial & Diversified Industries, Power, Utilities & Infrastructure, Real Estate, and Technology, Media & Telecom (TMT). The firm and their affiliates hold memberships on all major futures and options exchanges worldwide.

Isola Group Ltd. operates as a material science company which focuses on designing, developing, manufacturing, and marketing copper-clad laminates and dielectric prepregs used to fabricate multilayer printed circuit boards. It offers printed circuit materials, halogen free materials, and legacy materials. The company was founded in 2004 is headquartered in Chandler, AZ.

SSgA Funds Management, Inc. (SSgA FM) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1978 and is a subsidiary of State Street Global Advisors, Inc., ultimately held by State Street Corp. (NYSE: STT). SSgA FM provides investment advisory services to US investment companies and certain pooled investment vehicles.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

Cozen O'Connor provides legal services. It offers services in areas of business law, including mergers and acquisitions, private equity, venture capital, IPOs, corporate governance and compliance, insurance corporate and regulatory matters, securities, tax, real estate, bankruptcy, intellectual property, health law, public finance, employee benefits, trust and estates, and energy, environmental and public utilities. The company was founded by Stephen A. Cozen and Patrick J. O´Connor in 1970 and is headquartered in Philadelphia, PA.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

Isola Group Ltd. designs, develops, markets and manufactures copper-clad laminates and dielectric prepregs. The firm’s Flagship Products include 370HR (high-tg, lead-free) and FR408HR (high speed, high-tg, lead-free). The company was founded in 2004 and is headquartered in Luxembourg.

PineBridge Investments LLC (PBI) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2010 and is a wholly-owned subsidiary of Pinebridge Investments Holdings (US) LLC, ultimately held by Chiltonlink Ltd. in British Virgin Islands. PBI provides investment management/advisory services to US registered investment companies, privately offered pooled investment vehicles (which includes CLOs) and separate advisory accounts for sophisticated institutional and individual clients.

UTAC Holdings Ltd. provides integrated circuits assembling and testing services for semiconductor devices. It includes test solutions, packaging capability and assembly, packaging solutions, package characterization, turnkey solutions, reliability, and failure analysis. The company was founded in 1997 and is headquartered in Singapore.

Sila Nanotechnologies, Inc. is an engineered materials company, which focuses on dramatically improving energy storage. It enables higher energy density batteries for smaller, lighter, longer-lasting wearable & portable electronics, mass adoption of electric vehicles, and practical use of renewable energy. The company was founded by Gene Berdichevsky, Gleb Yushin and Alex Jacobs in 2011 and is headquartered in Alameda, CA.

Cyrene Technologies Group LLC provides an online platform for scheduling laundry pickups and deliveries, as well as tailoring and other apparel-related services. The American company connects customers with local laundry experts to provide convenient and efficient laundry solutions.

Part of Focus Financial Partners, Inc., Foster Dykema Cabot & Partners LLC is a company that provides investment advice. The company is based in Waltham, MA.

Sulmara Subsea LLC provides a variety of services for the offshore energy sector, including pre-installation support, surveys, subsea positioning, and installation. The private company is based in Houston, TX and is an independent leading provider of innovative survey and inspection services. Sulmara Subsea is committed to delivering for its clients and has been pushing boundaries with its latest updates and case studies from around the globe. The company brings agile and innovative services to the offshore energy sector, with a focus on low carbon solutions to minimize the impact on the environment. The company was founded by David E. Arick.

Bordelon Marine LLC provides marine transportation services. Its services include loop run delivery, vessels management program, vessel brokerage service, ROV and topside mobilization service. The company was founded by Terry Bordelon and Gerry Bordelon in 1979 and is headquartered in Lockport, LA.

Callais Capital Management LLC (Callais Capital Management) is a venture capital firm founded in 2014 by Harold J. Callais II. The firm is headquartered in Thibodaux, Louisiana.

Pelican Waste & Debris LLC provides waste management services. It offers compactor, recycling, front load container, and recycling services. The company was founded by Christian D. Lapeyre and Corey Callais in 2013 and is headquartered in Houma, LA.

Sunbelt Insurance Co. (Investment Portfolio) is the investment portfolio division of Sunbelt Insurance Co., an insurance firm headquartered in Chattanooga, Tennessee. The firm manages the investment portfolios of various clients.

Marblegate Asset Management LLC (Marblegate) is a SEC-registered investment advisor and hedge fund manager headquartered in Greenwich, Connecticut. The firm was founded in 2008 by Henry Miller, Andrew Milgram and Paul Arrouet. They are a subsidiary of Marblegate IM Holdings LLC. Marblegate provides investment advisory services to the Marblegate Funds and separately managed accounts.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).