Rick Floress

Compliance Officer bei Edge Capital Partners LLC

Finance

Commercial Services

Consumer Services

Aktive Positionen von Rick Floress

Unternehmen	Position	Beginn	Ende
Edge Capital Partners LLC Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA.	Compliance Officer	-	-

Unternehmen	Position	Beginn	Ende
Credit Suisse /Private Banking Division North America/	Verwaltungsdirektor	-	-
Prudential Securities Credit Corp. LLC Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services.	Verwaltungsdirektor	-	-
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Corporate Officer/Principal	-	-

MidAmerica Nazarene University

Undergraduate Degree

International

Vereinigte Staaten

Operativ

Chief Administrative Officer	2
Compliance Officer	1
Corporate Officer/Principal	1

Sektoral

Besetzte Positionen

Aktive

Inaktive

Börsennotierte Unternehmen

Private Unternehmen

Private Unternehmen	4
Edge Capital Partners LLC Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA.	Finance
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Commercial Services
Credit Suisse /Private Banking Division North America/	Finance
Prudential Securities Credit Corp. LLC Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services.	Finance