Jian Gao

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

Manulife Investment Management (Taiwan) Co., Ltd. (MIM-Taiwan) is the asset management subsidiary of Manulife Investment Management (Hong Kong) Ltd., itself a subsidiary of Manulife Financial Corp. (NYSE, TSE: MFC) in Canada. Formerly known as Manulife Asset Management (Taiwan) Co., Ltd., the firm was founded in 1998 as Fuhwa Securities Investment Trust Co., Ltd. and became a member of Manulife Financial Corp. in 2008. Headquartered in Taipei, MIM-Taiwan issues and manages mutual funds and also provides discretionary trust investment services in Taiwan. Their distribution networks include banks, brokers, insurance companies and direct sales.

Everpine Capital Ltd (Everpine) is a venture capital firm founded in 2014 by Jerry Lou. The firm is headquartered in Hong Kong.

GF Fund Management Co., Ltd. (GF) is the fund management subsidiary of GF Securities Co., Ltd. (SHE: 000776, HK: 1776) in China. Headquartered in Guangzhou, GF was founded in 2003 and provides comprehensive services in asset management containing mutual funds, specific customers’ assets management (Discretionary Account), securities investment advisory, QDII programs, insurance funds entrusted management and social security funds in the PRC.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

Tebon Fund Management Co. Ltd. (Tebon FM) is the fund management subsidiary of Tebon Securities Co., Ltd., ultimately held by Yadong Guangxin Science & Technology Development Co., Ltd. in China. Founded in 2012, the firm is headquartered in Shanghai and manages assets for individual and institutional investors.

Golden Eagle Asset Management Co., Ltd. (Golden Eagle) is the fund management subsidiary of Dongxu Group Co., Ltd., which is owned by Dongxu Optoelectronic Investment Co., Ltd. in China. The firm was founded in 2002 by Guangzhou-based New Hope Group. Headquartered in Guangzhou, Golden Eagle manages various open-end mutual funds for individual and institutional clients.

Gfund Management Co., Ltd. (Gfund) is a fund management firm headquartered in Beijing, China. The firm was founded in 2011 and is a subsidiary of Sinolink Securities Co., Ltd. (SHA: 600109). Gfund provides fund management services for individual and institutional investors.

BOC International (China) Ltd. (Broker) (BOC Broker) is the brokerage division of BOC International (China) Ltd. The firm is headquartered in Shanghai and was founded in 2002. BOC Broker provides brokerage services to their clients.

GF Securities Co., Ltd. (Broker) also known as Gungfa Securities Co. Ltd., is the brokerage division of GF Securities Co. Ltd. (SZ: 000776; HK: 1776) in China. Established in 1991, the firm is based in Guangzhou and provides a range of brokerage services.

Tongtai Fund Management Co., Ltd. provides investment advice. The private company is based in Shenzhen, China. and has subsidiaries in China. The CEO of the Chinese company is Jun Sheng Ma.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

Chang Xin Asset Management Co., Ltd. (Chang Xin AM) is a fund management firm headquartered in Shanghai, China. Founded in 2003, Chang Xin AM manages the ChangXin range of open-end mutual funds.

Founder Securities Co., Ltd. (Broker) (Founder Securities-Broker) is the securities brokerage division of Founder Securities Co., Ltd. (SHA: 601901), a public-held company headquartered in Changsha, China. Founded in 1988, Founder Securities-Broker provides a range of broking and trading services to institutional investors.

CIB Fund Management Co., Ltd. is the asset management subsidiary of Industrial Bank Co., Ltd. (SHA: 601166) in China. Headquartered in Shanghai, the firm was founded in 2013 and provides a range of fund management services for individual and institutional clients.

Morgan Stanley Securities (China) Co., Ltd. is a securities operating institution that offers underwriting and sponsor, bonds (including government bonds, corporate bonds) of stocks and bonds, and other businesses approved by the securities regulatory commission. The Chinese company is headquartered in Shanghai, China, with branches in Beijing and an office in Shenzhen. Morgan Stanley Securities (China) Co. has subsidiaries such as Morgan Stanley Huaxin Securities, Morgan Stanley International Bank, Morgan Stanley Huaxin Fund, and Morgan Stanley (China) Equity Investment Management Co., Ltd. The joint venture company provides investor education and warning education entries to protect the legitimate rights and interests of investors. It was founded by Yi Bao.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.