Daniel Jerry Sullivan
Compliance Officer bei Greenwich Wealth Management LLC
Aktive Positionen von Daniel Jerry Sullivan
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Analyst-Equity | 01.10.2007 | - |
Compliance Officer | 01.10.2007 | - |
Karriereverlauf von Daniel Jerry Sullivan
Ehemalige bekannte Positionen von Daniel Jerry Sullivan
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Corporate Officer/Principal | 01.08.2013 | 01.11.2015 |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | 01.12.2007 | 30.06.2013 |
Prudential Investment Portfolios, Inc. 10 | Corporate Officer/Principal | 31.12.2000 | 31.12.2000 |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Corporate Officer/Principal | 31.12.1999 | 31.12.1999 |
Ausbildung von Daniel Jerry Sullivan
The Ohio State University | Undergraduate Degree |
Statistik
International
Vereinigte Staaten | 7 |
Operativ
Corporate Officer/Principal | 4 |
Analyst-Equity | 1 |
Compliance Officer | 1 |
Sektoral
Finance | 5 |
Consumer Services | 2 |
Miscellaneous | 2 |
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
Private Unternehmen | 5 |
---|---|
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Finance |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Finance |
Prudential Investment Portfolios, Inc. 10 | Miscellaneous |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Finance |
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