Cheng Yang

BOC International China Ltd. (Investment Management) (BOCI –IM) is the investment management division of BOC International China Ltd. which was founded in 2002 and is jointly controlled by BOC International Holdings Ltd., China National Petroleum Corporation, State Development & Investment Corporation, Hongta Tobacco Group Corporation, China General Technology (Group) Holding Ltd., and Shanghai State-owned Assets Operation Corporation. The firm is headquartered in Shanghai with additional offices in major cities in China, and provides investment management, financial advisory and investment consulting services to individual and institutional clients.

Hwabao WP Fund Management Co., Ltd. (Hwabao FM) is an independent Chinese fund management firm which was founded as a joint venture between Baosteel Group (HWABAO Trust Co. Ltd.) and Societe Generale Group in 2003. It is now owned by Hwabao Trust Co., Ltd. (51%), Warburg Pincus Asset Management LP (29%) and Jiangsu Railway Group Co., Ltd. (20%). Headquartered in Shanghai, Hwabao FM manages funds for institutional investors.

HFT Investment Management Co., Ltd. (HFT) is an independent asset management firm which was founded in 2003 as a joint venture between Fortis Investments Asia (now BNP Paribas Investment Partners) and Haitong Securities, following a strategic alliance agreement signed in 2001. The firm was formerly known as Fortis Haitong Investment Management Co., Ltd. and changed their name to HFT Investment Management Co., Ltd. in 2010. Headquartered in Shanghai, HFT manages mutual and institutional funds for retail and institutional investors in China including corporate pension schemes. They also service foreign investors such as European pension funds through the firm's Qualified Foreign Institutional Investor portfolios.

UBS SDIC Fund Management Co., Ltd. (UBS SDIC) is an investment management subsidiary of SDIC Taikang Trust Co., Ltd., itself an indirect subsidiary of SDIC Capital Co., Ltd. (SHA: 600061), a public firm owned by the Government of China. UBS SDIC was founded in 2002 by five Chinese investment trust and securities companies. Formerly known as China Dragon Fund Management Co., the firm was restructured into a joint venture in 2005 and shareholders officially changed to SDIC TAIKANG Trust Co., Ltd. and UBS AG, with shareholding proportion of 51 and 49 percent respectively. Headquartered in Shenzhen, the firm has additional offices in Shanghai and Beijing. UBS SDIC provides financial advisory and wealth management services, managing discretionary portfolios and mutual funds primarily for Chinese clients. The firm's culture combines local expertise with the global asset management capabilities of UBS.

Harfor Fund Management Co., Ltd. (HFM), previously known as Huafu Fund Management, is an independent investment management firm which was founded in 2004. Shareholders include Hua An Securities Co., Xingtai Holding and Anhui Guaranty Group. Headquartered in Shanghai, HFM provides financial services to fund holders. They also manage mutual funds and accept direct mandates from individuals and institutions for asset management services.

GF Fund Management Co., Ltd. (GF) is the fund management subsidiary of GF Securities Co., Ltd. (SHE: 000776, HK: 1776) in China. Headquartered in Guangzhou, GF was founded in 2003 and provides comprehensive services in asset management containing mutual funds, specific customers’ assets management (Discretionary Account), securities investment advisory, QDII programs, insurance funds entrusted management and social security funds in the PRC.

Zheshang Fund Management Co., Ltd. (ZS Fund) is an independent, Chinese fund management firm which was founded in 2010. Headquartered in Hangzhou with additional office in Shanghai, ZS Fund provides a range of fund management services for individual and institutional investors.

Changjiang Pension Insurance Co. Ltd. (CPI) is the pension fund management subsidiary of China Pacific Insurance Group Co. Ltd. The firm is headquartered in Shanghai and was founded in 2007. CPI provides pension insurance products. Their products include company annuity product, pension insurance entrusted product and strategic partners.

Dezhou Keen Dental Hospital Co., Ltd. engages in the provision of diagnosis, treatment, and consulting services for patients with oral and dental diseases. Its services includes dentistry and endodontics, periodontology, children's dentistry, prosthodontics, orthodontics, dental implants, oral anesthesia, preventive dentistry, as well as oral and maxillofacial medical imaging. The company was founded by Shao Hua Wan on November 23, 2011 and is headquartered in Dezhou, China.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

Shanghai International Group Co., Ltd. operates as an investment holding company. It engages in management of state-owned assets, equities, and capital operation. The firm offers banking, trust, securities, fund management, insurance, asset management, and financial services. The company was founded on April 20, 2000 and is headquartered in Shanghai, China.

Bright Food (Group) Co., Ltd. engages in the businesses of modern agriculture, food processing & manufacturing, and food distribution. It also involves real estate logistics, financial services and farm construction. The company was founded by Ze Min Jiang on May 26, 1995 and is headquartered in Shanghai, China.

Rongtong Fund Management Co., Ltd. (Rongtong) is the investment advisory subsidiary of New Times Securities Co. Ltd. in China. Headquartered in Shenzhen, the firm was founded in 2001 and has a partnership with Nikko Asset Management Co., Ltd. Rongtong manages a range of open-end mutual funds and closed-end investment funds for various investors.

BOC International (China) Ltd. (Broker) (BOC Broker) is the brokerage division of BOC International (China) Ltd. The firm is headquartered in Shanghai and was founded in 2002. BOC Broker provides brokerage services to their clients.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

Franklin Templeton Sealand Fund Management Co., Ltd. (FTS) is an independent Chinese fund management firm which was established as a joint venture between Templeton International, Inc. and Sealand Securities Co. in 2004. The firm is based in Shanghai and manages mutual funds, QDII products and provides investment management services for local clients.

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Soochow Asset Management Co., Ltd. (Soochow) is the asset management subsidiary of Soochow Securities Co., Ltd. (SHA: 601555) in China. The firm was founded in 2004 and is headquartered in Shanghai. Soochow provides the majority of investors with traditional asset and fund management service, and developing asset management products and services according to asset size and customer needs.

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

China Life AMP Asset Management Co., Ltd. (China Life AMP) is a fund management firm headquartered in Shanghai, China. The firm was founded as a joint venture between China Life Asset Management Co., Ltd. and AMP Capital in 2013. China Life AMP manages funds for individual and institutional investors.

SWS MU Fund Management Co., Ltd. (SWS MU) is the fund management subsidiary of Shenwan Hongyuan Securities Co., Ltd., ultimately held by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. The firm was founded in 2004 as SYWG BNP Paribas Asset Management Co. Ltd., a joint venture between Japan-based Mitsubishi UFJ Trust and Banking Corp. and Shenyin & Wanguo Securities Co. Ltd. In 2011 the firm changed their name to SWS MU Fund Management Co. Ltd. after Mitsubishi UFJ Trust and Banking Corp. reached an agreement with BNP Paribas Investment Partners to buy a significant minority stake with Shenyin & Wanguo Securities Co. Ltd. retaining the remaining majority stake in the joint venture. Headquartered in Shanghai, SWS MU manages a range of open-end funds.

BOSC Asset Management Co. Ltd. (BOSCAM) is an asset management firm headquartered in Shanghai, China. The firm was founded in 2013 through a joint venture between Bank of Shanghai Co., Ltd. (SHA: 601229) (Bank of Shanghai) and China Machinery Industrial Group. They are now majority owned by Bank of Shanghai. BOSCAM provides asset and fund management services to various types of investors.

Wanjia Asset Management Co., Ltd. (WJAsset) is an independent Chinese asset management firm which was founded in 2002 as Tiantong Fund Management Co. Ltd. WJAsset is headquartered in Shanghai and manages a range of Chinese mutual funds and provides investment management services to Chinese institutions and private individuals.

Penghua Fund Management Co., Ltd. (Penghua) is an independent Chinese investment management firm which was founded in 1998 to manage third party asset, principally through equities and fixed-income. In 2007 they set up a joint venture with Eurizon Financial Group (Intesa Sanpaolo), selling half of their capital to the Italian firm and Guosen Securities Co. Ltd. Headquartered Shenzhen, Penghua manages a range of mutual funds, including open- and closed-end funds, for institutional and retail investors.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

Huisheng Fund Management Co., Ltd. provides investment advice. The private company is based in Beijing, China. and has subsidiaries in China. The Chinese company was founded in 2018 by Qing Sun, Jin Feng Zhang. Jin Feng Zhang has been the CEO since 2018.

Ping An Fund Management Co., Ltd. (Ping An FMC) is a Chinese fund management subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) of China Ltd. (SHA: 601318). The firm was founded as a joint venture between UOB Asset Management, Ping An Trust Co., Ltd. and Sanya Yingwan Tourism Co., Ltd. in 2011. Headquartered in Shenzhen, Ping An FMC provides a range of fund management services to retail investors in China.