Vincent Cardinal

Vincent Cardinal

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Consumer Services

Profil

Vincent is the Chief Compliance Officer (“CCO”) of Robotti & Company, Inc. and is responsible for the oversight of the compliance and regulatory areas of the Firm.
Vincent’s career has focused primarily on compliance and regulatory functions in broker dealer and investment advisory firms.
Prior to joining Robotti & Company, Vincent was the CCO of Natixis Bleichroeder, LLC.
Vincent has also served as the CCO for ESN North America, Inc. (formally CIC Eurosecurities Inc.).
He has also worked as a Compliance Officer for; Citicorp Investment Services, Tucker Anthony, and Lehman Brothers.
Vincent began his career at Drexel Burnham Lambert in the Margin Department.
He is a graduate of St. John’s University with a BS degree in Business Management and Administration.
Vincent holds the following securities licenses; Series 4, 7, 8, 14, 24, and 63.

Ehemalige bekannte Positionen von Vincent Cardinal

UnternehmenPositionEnde
Compliance Officer 31.12.2011
Corporate Officer/Principal -
Compliance Officer -
Tucker Anthony Sutro Compliance Officer -
Compliance Officer -
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St. John's University Undergraduate Degree

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