Rick Floress
Compliance Officer bei Edge Capital Partners LLC
Profil
Richard Joseph Floress is currently working as the Chief Compliance Officer at Edge Capital Partners LLC.
Previously, he worked as an Administrative Manager at Credit Suisse and Prudential Securities Credit Corp.
LLC.
He also worked as a Member at Financial Industry Regulatory Authority, Inc. Mr. Floress completed his undergraduate degree from MidAmerica Nazarene University.
Aktive Positionen von Rick Floress
| Unternehmen | Position | Beginn |
|---|---|---|
Edge Capital Partners LLC
 Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Compliance Officer | - |
Ehemalige bekannte Positionen von Rick Floress
| Unternehmen | Position | Ende |
|---|---|---|
| Credit Suisse /Private Banking Division North America/ | Verwaltungsdirektor | - |
Prudential Securities Credit Corp. LLC
 Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Verwaltungsdirektor | - |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Ausbildung von Rick Floress
| MidAmerica Nazarene University | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
Edge Capital Partners LLC
Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
| Credit Suisse /Private Banking Division North America/ | Finance |
Prudential Securities Credit Corp. LLC
Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Finance |
