Marshall Durston

Flat Rock Global LLC (Flat Rock) is an is an employee-owned, boutique credit manager headquartered in Jackson, Wyoming. The firm was founded by Robert K. Grunewald in 2016. Flat Rock offers the Flat Rock funds exclusively to RIAs, Family Offices, and Institutional Investors.

BDCA Adviser LLC (BDCA Adviser) is a private equity subsidiary of Benefit Street Partners LLC founded in 2010. The firm is headquartered in New York.

Kahala Aviation US, Inc. is based in New York, NY. Part of Franklin BSP Realty Trust, Inc., Kahala Aviation US, Inc. is a company that provides investment services. The company was founded by Robert Karl Grunewald.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Credit Agricole Securities (USA), Inc. (Credit Agricole Securities USA) is a full service broker-dealer headquartered in New York City. The firm was founded in 2004 and formerly known as Calyon Securities USA, Inc. and Credit Lyonnais Securities, Inc. They are a subsidiary of Crédit Agricole Global Partners, Inc., which is owned by Rue la Boétie SAS’s Credit Agricole SA (EPA: ACA) in France. Credit Agricole Securities USA provides investors’ customized solutions to ensure they achieve their execution objectives in the tradition of service excellence and product innovation.

Saratoga Management Co LLC (Saratoga Management) is a private equity subsidiary of Saratoga Partners Group founded in 1984. The firm is headquartered in New York.

STC Wireless Resources, Inc. engages in the provision of engineering and technical support services for the wireless industry. The company was founded in 1991 and is headquartered in Fontana, CA.

BDO USA LLP operates as an accounting, auditing, and bookkeeping firm. It offers advisory; audit and assurance; digital; and tax services. The company was founded by Maximillian L. Seidman in 1910 and is headquartered in New York, NY.

American Capital Asset Management LLC (American Capital) is a private equity firm founded in 1986 by Malon Wilkus. The firm is headquartered in Bethesda, Maryland.

FRC Funding I LLC operates as a special purpose finance company. The company is headquartered in Delaware, DE.

Flat Rock Credit Partners LLC operates as private equity fund. The company is headquartered in New York, NY.

Data Return LLC provides information technology services. The private company is based in Houston, TX. The CEO of the company is Manuel D. Medina.

Saratoga Investment Advisors LLC (Saratoga Investment Advisors) is a private equity subsidiary of Saratoga Partners Group founded in 2007 by Chris L. Oberbeck. The firm is headquartered in New York.

Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman.