Profil
John J.
Shepland worked as the Chief Compliance Officer at Grace Financial Group LLC in New York from 2004 to 2013.
Ehemalige bekannte Positionen von John J. Shepland
| Unternehmen | Position | Ende |
|---|---|---|
Grace Financial Group LLC (New York)
 Grace Financial Group LLC (New York) Investment Banks/BrokersFinance Founded in 2001 by Brian Villante, Grace Financial Group LLC is an SEC-registered investor located in Southampton, New York. The firm is a member of FINRA, the SIPC, the NFA, the MSRB, NYSE Arca, BATS, EDGA, EDGX. Grace Financial Group is a 'mini-prime' broker that executes trades for 180 small hedge funds, all of which have at least 50% of their trades transacted through the firm's small trading floor. The firm is an introducing broker to Goldman Sachs Execution & Clearing LP. Their clients include new and emerging hedge fund managers and registered investment advisors | Compliance Officer | 01.01.2013 |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 1 |
|---|---|
Grace Financial Group LLC (New York)
Grace Financial Group LLC (New York) Investment Banks/BrokersFinance Founded in 2001 by Brian Villante, Grace Financial Group LLC is an SEC-registered investor located in Southampton, New York. The firm is a member of FINRA, the SIPC, the NFA, the MSRB, NYSE Arca, BATS, EDGA, EDGX. Grace Financial Group is a 'mini-prime' broker that executes trades for 180 small hedge funds, all of which have at least 50% of their trades transacted through the firm's small trading floor. The firm is an introducing broker to Goldman Sachs Execution & Clearing LP. Their clients include new and emerging hedge fund managers and registered investment advisors | Finance |
