James F. Frawley

Nomura Securities International, Inc. (Invt Mgmt) (NSI-IM) is the investment management division of Nomura Securities International, Inc., a broker-dealer headquartered in New York City. The firm is a subsidiary of Nomura Holding America, Inc., which is owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. NSI-IM provides advisory research services for a fee to institutional clients, such as banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, state government entities, investment companies, other investment advisers, corporations, or other businesses.

Borland Software Corp. designs open application lifecycle management solutions. The firm's products include required management, change management, software testing, test management, automated testing and performance testing. The company was incorporated in 1983 and is headquartered in Provo, UT.

Part of Nomura Holdings, Inc., Instinet Holdings, Inc. provides investment advisory services. The company is based in New York, NY. The CEO of the company is Ralston Permar Roberts.

Viant Group LLC provides investment and financial advisory services. It offers mergers and acquisitions, raising capital, valuation and advisory, and viant green capital. The company was founded by Scott Smith in 1998 and is headquartered in San Francisco, CA.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

Azahar Coffee Co. LLC produces and sells coffee. The company is headquartered in New York, NY.

Part of Nomura Holdings, Inc., Nomura Asia Pacific Holdings Co., Ltd. is a Japanese company that provides investment services. The company is based in Tokyo, Japan.

Part of Nomura Holdings, Inc., Instinet, Inc. provides financial services. The company is based in New York, NY.

Bank for International Settlements engages in the provision of financial banking services. It supports other central banks' pursuit of monetary and financial stability through international cooperation, and acts as a bank for the central banks. It offers a forum for dialogue and cooperation, a platform for responsible innovation and knowledge-sharing, and analysis and insights on core policies, and financial services. The company was founded in 1930 and is headquartered in Basel, Switzerland.

Childrens National Medical Center Foundation is a non-profit organization that focuses on improving the health and quality of life for children and families through research, innovation, and education. The non-profit company is based in Washington, D.C. and has been serving the region's children for 150 years. The American company provides administrative support to the research community and ensure compliance with regulations. The organization offers volunteer opportunities, and Children's National Hospital is ranked #5 in the nation by U.S. News & World Report and is ranked #1 in neonatology.

Ambac Assurance Corp. engages in the provision of public and structured finance obligations. It offers insurance services including underwriting, legal, financial services, and risk management. The company is headquartered in New York, NY.

Part of Nomura Holdings, Inc., Nomura Global Financial Products, Inc. is a company that provides investment services. The company is based in New York, NY. The company was founded by Robert Sanders Rubin.

Children's Hospital is a non-profit organization which engages in the provision of healthcare services. It offers pediatric and adolescent services, cardiac surgery, colorectal program, neurosurgery, oncology, and orthopedic surgery and sports medicine. The company was founded in 1870 and is headquartered in Washington, DC.

Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors.