Erle Bean Savage

Founded in 1997, Oak Ridge Financial Services Group, Inc. is an independent, full-service financial services firm and SEC-registered broker/dealer located in Golden Valley, Minnesota. The firm was formerly known as Equity Securities Investments, Inc. Oak Ridge Financial Services Group provides a full array of trading and execution services to individual, institutional and corporate clients. They do not provide any internal research. They are a member of FINRA. The firm maintains clearing relationships with both Southwest Securities, Inc. and J.P. Morgan Clearing Corp.

Regan Investments, Inc. (RII) is an independent, SEC-registered investment advisor headquartered in Minneapolis, Minnesota. The firm was founded by Robert M. Regan in 1967. RII provides investment management services to individuals, trusts, corporations, and non-profits.

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN.