Profil
Mr. Clive G.
Warburton is Non-Executive Director & Company Secretary at Hawksmoor Investment Management Ltd.
With more than twenty years experience of financial services regulation he has wide experience of FSA, Channel Island, Cayman, and SEC regulation.
He has held both Executive and Non-Executive directorships of a number of regulated organisations, whilst as a Compliance Consultant Mr. Warburton has assisted numerous organisations to gain FSA authorisation.
He has given evidence to the Treasury and Civil Service Committee (now the Treasury Committee of the House of Commons) reviewing self regulation and initiated the founding of the UK Association of Compliance officers, which was subsequently re-launched as the Compliance Institute by the then Chairman of the FSA.
Ehemalige bekannte Positionen von Clive G. Warburton
Unternehmen | Position | Ende |
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Hawksmoor Investment Management Ltd.
Hawksmoor Investment Management Ltd. Investment ManagersFinance Hawksmoor Investment Management Ltd. (Hawksmoor) is an investment management firm headquartered in Exeter, UK. The firm was founded by John C. Crowley in 2008 and is a subsidiary of Hawksmoor Group Ltd. Hawksmoor provides discretionary management services for private investors which includes trusts, pension schemes and charities. They also manage multi-asset funds-of-funds and a series of risk-based model portfolios for financial advisers. | General Counsel | 01.03.2014 |
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Private Unternehmen | 1 |
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Hawksmoor Investment Management Ltd.
Hawksmoor Investment Management Ltd. Investment ManagersFinance Hawksmoor Investment Management Ltd. (Hawksmoor) is an investment management firm headquartered in Exeter, UK. The firm was founded by John C. Crowley in 2008 and is a subsidiary of Hawksmoor Group Ltd. Hawksmoor provides discretionary management services for private investors which includes trusts, pension schemes and charities. They also manage multi-asset funds-of-funds and a series of risk-based model portfolios for financial advisers. | Finance |