Carl L. Giles

Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients.

Founded in 1946, First Southwest Securities, a subsidiary of First Southwest Co. is a broker/dealer. They are headquartered in Dallas with additional offices in Austin, Texas, San Antonio, Texas and Woodland Hills, California. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. They are a member of the NASD and the SIPC.

First Southwest Co. LLC provides investment banking and financial advisory services. Its services include public finance, asset management, capital markets, clearing services, corporate finance, and hospital M&A. The company is headquartered in Dallas, TX.