![Stephen Roman](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Stephen Roman
Compliance Officer bei
CION INVESTMENT CORPORATION
Vermögen: 100 865 $ am 31.05.2026
Profil
Stephen Roman currently works at CION Investment Corp., as Secretary & Chief Compliance Officer from 2016, CFA Institute, as Member, CION Investment Management LLC, as Vice President from 2013, and Cion Grosvenor Infrastructure, as Chief Compliance Officer from 2023.
Mr. Roman received his undergraduate degree from New York University and graduate degree from Northwestern University School of Law.
Bekannte Unternehmensbeteiligungen
| Unternehmen | Datum | Anzahl der Aktien | Bewertung | Datum der Bewertung |
|---|---|---|---|---|
CION INVESTMENT CORP. 0,03 % | 30.04.2026 | 14 943 ( 0,03 % ) | 100 865 $ | 31.05.2026 |
Aktive Positionen von Stephen Roman
| Unternehmen | Position | Beginn |
|---|---|---|
| CION INVESTMENT CORPORATION | Compliance Officer | 01.02.2016 |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Corporate Officer/Principal | - |
CION Investment Management LLC
 CION Investment Management LLC Investment ManagersFinance Provides investment advice | Corporate Officer/Principal | 01.08.2013 |
Ausbildung von Stephen Roman
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
84
Beziehungen ersten Grades
5
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 5 |
|---|---|
CION Investment Corp.
 CION Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
New York University
 New York University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Commercial Services |
CION Investment Management LLC
CION Investment Management LLC Investment ManagersFinance Provides investment advice | Finance |
Northwestern University School of Law
 Northwestern University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
