Jeffrey James
Compliance Officer bei Reuter James Wealth Management LLC
Profil
Mr. Jeffrey R.
James is a Managing Partner & Chief Compliance Officer at Prospera Private Wealth LLC.
Mr. James was previously employed as a Principal by Wells Fargo Clearing Services LLC and a Financial Advisor by Smith Barney Asset Management.
He received his undergraduate degree from the University of Oklahoma.
Aktive Positionen von Jeffrey James
Unternehmen | Position | Beginn |
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Reuter James Wealth Management LLC
Reuter James Wealth Management LLC Investment ManagersFinance Prospera Private Wealth LLC (Prospera) is an independent, SEC-registered investment advisor headquartered in Oklahoma City, Oklahoma. The firm is solely owned by Kyle Reuter and Jeffrey James and has been a registered investment adviser since 2021. Prior to February 2024, they operated under the name Reuter James Wealth Management LLC. Prospera provides investment management and financial advisory services to individual and institutional investors. | Compliance Officer | 01.06.2021 |
Ehemalige bekannte Positionen von Jeffrey James
Unternehmen | Position | Ende |
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Wells Fargo Clearing Services LLC
Wells Fargo Clearing Services LLC Investment ManagersFinance Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. They also act as portfolio manager for certain wrap fee advisory programs. | Corporate Officer/Principal | 01.07.2021 |
Smith Barney Asset Management | Corporate Officer/Principal | 01.08.2005 |
Ausbildung von Jeffrey James
University of Oklahoma | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 3 |
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Smith Barney Asset Management | Finance |
Wells Fargo Clearing Services LLC
Wells Fargo Clearing Services LLC Investment ManagersFinance Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. They also act as portfolio manager for certain wrap fee advisory programs. | Finance |
Reuter James Wealth Management LLC
Reuter James Wealth Management LLC Investment ManagersFinance Prospera Private Wealth LLC (Prospera) is an independent, SEC-registered investment advisor headquartered in Oklahoma City, Oklahoma. The firm is solely owned by Kyle Reuter and Jeffrey James and has been a registered investment adviser since 2021. Prior to February 2024, they operated under the name Reuter James Wealth Management LLC. Prospera provides investment management and financial advisory services to individual and institutional investors. | Finance |